DEPARTMENT
OF BUDGET AND FINANCE
Adoption
of Chapter 6-80
Hawaii
Administrative Rules
May
17, 1996
SUMMARY
Chapter 6-80, Hawaii Administrative Rules,
entitled "Competition in Telecommunications Services," is adopted.
HAWAII
ADMINISTRATIVE RULES
TITLE
6
DEPARTMENT
OF BUDGET AND FINANCE
CHAPTER
80
COMPETITION
IN TELECOMMUNICATIONS SERVICES
Subchapter 1 General
Provisions
'6-80-1 Purpose of rules
'6-80-2 Scope of rules
'6-80-3 Application of additional
sources
'6-80-4 Definitions
'6-80-5 Continuance of service
'6-80-6 Policy favoring voluntary
negotiations
and
agreements
'6-80-7 Consolidated proceeding
'6-80-8 Filing of existing
agreements with
the
commission
'6-80-9 Confidentiality of
proprietary information
and
materials
'6-80-10 Enforcement of chapter
6-80
'6-80-11 Severability clause
''6-80-12 to 16 (Reserved)
Subchapter 2 Application
and Certification
to Provide Telecommunications
Service
'6-80-17 Application for
certification
'6-80-18 Issuance or denial of
certification
'6-80-19 Suspension or revocation
'6-80-20 Temporary certificate of
authority -
carrier of last resort
''6-80-21 to 24 (Reserved)
Subchapter 3 Classification
of Services
'6-80-25 Classification of
services
'6-80-26 Reclassification of
services
'6-80-27 Procedures for
classifying or reclassifying
a
service
''6-80-28 to 31 (Reserved)
Subchapter 4 Costs,
Rates, and Pricing
'6-80-32 Pricing - fully and
partially competitive
services
'6-80-33 Pricing - noncompetitive
services
'6-80-34 Pricing - resale and
exempt services
'6-80-35 Cross-subsidization
prohibited
'6-80-36 Separate subsidiary for
competitive service
'6-80-37 Nondiscrimination in the
provision of
telecommunications services
'6-80-38 Refunds or credits
'6-80-39 Tariffs
'6-80-40 Denial or approval of
tariffs
'6-80-41 Proposed increases or
decreases in prices
'6-80-42 Cost studies
'6-80-43 to 46 (Reserved)
Subchapter 5 Access,
Interconnection,
Unbundling, and Resale
'6-80-47 Intrastate access,
interconnection,
unbundling, and resale - request for
'6-80-48 Exemption for rural
telephone carrier
'6-80-49 Intrastate access,
interconnection,
unbundling, and resale - standards
'6-80-50 Negotiation
'6-80-51 Network termination
'6-80-52 Mediation
'6-80-53 Arbitration
'6-80-54 Approval of agreement by
the commission
''6-80-55 to 59 (Reserved)
Subchapter 6 Number
Portability and
Directory Services
'6-80-60 Availability of number
portability
'6-80-61 Number portability
'6-80-62 Customer access to number
portability
'6-80-63 Directory assistance and directory
publication
'6-80-64 Directories
'6-80-65 Directory errors
'6-80-66 Number changes
'6-80-67 Intercept service
''6-80-68 to 72 (Reserved)
Subchapter 7 Poles,
Ducts, Conduits,
and Rights-of-Way
'6-80-73 "Utility"
defined
'6-80-74 Poles, ducts, conduits,
and rights-of-way
'6-80-75 Negotiation
'6-80-76 Price, terms, and
conditions
'6-80-77 Mediation and arbitration
'6-80-78 Approval of agreement by
the commission
'6-80-79 Tariff
'6-80-80 Attachment modification
''6-80-81 to 85 (Reserved)
Subchapter 8 Standards
for
Telecommunications Service
'6-80-86 Standards for
telecommunications
service - sources
'6-80-87 Operating standards for
telecommunications
service - general
'6-80-88 Records
'6-80-89 Exchange area maps
'6-80-90 Capital improvements
'6-80-91 Annual financial reports
'6-80-92 Other reports
'6-80-93 Standards for service
quality
'6-80-94 Service installation
'6-80-95 Disruption of service
'6-80-96 Answering calls
'6-80-97 Transmission requirements
'6-80-98 Call completion
'6-80-99 Rates and special charges
information
'6-80-100 Customer billing
'6-80-101 Billing information
'6-80-102 Billing disputes
'6-80-103 Adjustments for out of
service conditions
'6-80-104 Establishment of credit
'6-80-105 Customer deposits
'6-80-106 Denial or discontinuance
of service
'6-80-107 Customer complaints
''6-80-108 to 112 (Reserved)
Subchapter 9 Customer
Rights and Privacy
'6-80-113 Customer rights in a
competitive
telecommunications market
'6-80-114 Customer's entitlement to
information
'6-80-115 Standards for customer
privacy
'6-80-116 Aggregate customer
information
''6-80-117 to 121 (Reserved)
Subchapter 10 Abandonment
or Discontinuance
of Service
'6-80-122 Abandonment or
discontinuance of
noncompetitive service
'6-80-123 Abandonment or
discontinuance of fully or
partially
competitive service
''6-80-124 to 128 (Reserved)
Subchapter 11 Prohibited
Acts
'6-80-129 Prohibited acts
'6-80-130 to 134 (Reserved)
Subchapter 12 Exemption
and Waiver
'6-80-135 Exemption and waiver
'6-80-136 Standard list of waivers
'6-80-137 Modification and
rescission
''6-80-138 to 142 (Reserved)
'6-80-3
SUBCHAPTER 1
GENERAL
PROVISIONS
'6-80-1
Purpose of rules. The
purpose of this chapter is to adopt standards and procedures governing
intrastate competition in the State's telecommunications marketplace, as
mandated by:
(1) Act 225, Session Laws of Hawaii 1995, enacted
on June 29, 1995;
(2) The commission's telecommunications
infrastructure docket (docket no. 7702); and
(3) The Federal Telecommunications Act of 1996,
enacted on February 8, 1996.
[Eff ] (Auth: HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43)
'6-80-2
Scope of rules. (a) This chapter applies to all intrastate
telecommunications services provided by telecommunications carriers, including:
(1) Interisland;
(2) Resale; and
(3) Commercial mobile radio service.
(b) This chapter does not apply to:
(1) International or interstate service; or
(2) Any telecommunications service exempted from
this chapter by federal preemption, law, or regulation, or by State law or
commission order, but only to the extent of the exemption granted by the
applicable law, regulation, or order.
[Eff ] (Auth: HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43)
'6-80-3
Application of additional sources. This chapter:
'6-80-3
(1) Shall be read in context with any applicable:
(A) Federal law and regulation; and
(B) State law and commission order and rule,
including chapter 269, HRS, and chapter 6-61; and
(2) Supersedes any conflicting commission order or
rule that may be in effect on the effective date of this chapter.
[Eff ] (Auth: HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43)
'6-80-4
Definitions. As used in
this chapter, unless the context clearly requires otherwise:
"Access" means access to an
exchange network for the purpose of enabling a telecommunications carrier to
originate or terminate exchange service.
"Access line" means the medium over
which a customer connects to an exchange network.
"Alternative regulation" means
regulation other than rate based or rate of return regulation.
"Basic exchange service" or
"basic service" means the same as in '6-81-19.
"Bona fide request" means a written
request made in good faith, with earnest intent and without fraud, deceit, or
pretense.
"Business customer" means a
customer to whom business service is provided.
"Business service" means the
telecommunications service provided to a customer where the use is primarily or
substantially of a business, professional, institutional, or occupational
nature.
"Caller ID" means caller number
identification delivery.
"Central office" means a switching
unit within an exchange area having the necessary equipment and operating
arrangements for terminating and interconnecting access lines, toll lines, and
trunks.
"Certificate of authority" or
"COA" means the certificate issued pursuant to '6-80-18(a).
'6-80-4
"Certificate of public convenience and
necessity" or "CPCN" means the certificate issued pursuant to '269-7.5, HRS.
"Certificate of registration" or
"COR" means the certificate issued pursuant to '6-80-18(b).
"Commercial mobile radio service"
means the same as in 47 U.S.C. ''153(n) and 332(d)(1). It
includes cellular, paging, and personal communications services.
"Commission" means the public
utilities commission of the State.
"Compensation agreement" means an
arrangement or agreement by which telecommunications carriers compensate each
other for transporting and terminating traffic on their respective networks.
"Consumer advocate" means the
department of commerce and consumer affairs, division of consumer advocacy, of
the State.
"Cost-based" means based on the
underlying cost of providing a telecommunications facility, function, or
service and includes, as the context requires, total service long run
incremental cost, imputed cost, and allocated common cost.
"Customer" includes any person:
(1) Who has requested or applied for
telecommunications service from a telecommunications carrier;
(2) Currently receiving telecommunications service
from a telecommunications carrier; or
(3) Who moves to another location within a
telecommunications carrier's service territory and requests that
telecommunications service be discontinued at the previous location and begun
at the new location.
"Customer complaint" or
"complaint" includes trouble reports and complaints concerning any
service matter made or reported by a customer to a telecommunications carrier
or its service representative, excluding directory assistance calls.
'6-80-4
"Customer list information" means
any information:
(1) Identifying the listed names of customers of a
telecommunications carrier and the customers' telephone numbers, addresses, or
primary advertising classification (as such classifications are assigned at the
time of the establishment of service), or any combination of such listed names,
numbers, addresses, and classifications; and
(2) That the telecommunications carrier or an
affiliate has published or caused to be published, or accepted for publication
in any directory format.
Customer list information does not include a customer's name and
telephone number or a customer's address or advertising classification that the
customer elects not to have listed for public dissemination or published in any
directory format.
"Economically reasonable" means
without undue economic hardship.
"Exchange" means a unit established
and described in the tariff of a telecommunications carrier for the provision
of service within a specific, prescribed geographical area, such as a city,
town, or community and its environs. An
exchange may consist of one or more central offices together with associated
facilities used in furnishing telecommunications service within the specific
geographical or exchange area.
"Exchange area" or "exchange
service area" means the geographical territory served by an exchange.
"Exchange service" means
telecommunications service provided to business and residential customers
within a given exchange service area in accordance with tariffs, including the
use of exchange facilities required to establish connections:
(1) Between customer locations within the
exchange; and
(2) Between customer locations and trunks
accessing other exchanges.
'6-80-4
"Facilities" means the means used
to provide telecommunications service and includes programs, buildings, plants,
instruments, equipment, and every other paraphernalia, such as conduits, ducts,
poles, cables, wires, and switches, that facilitate the provision of telecommunications
service.
"FCC" means the Federal
Communications Commission.
"Federal Telecommunications Act"
means the Federal Telecommunications Act of 1996.
"HRS" means the Hawaii Revised
Statutes.
"Incumbent telecommunications carrier" or
"incumbent carrier" means the telecommunications carrier referred to
in '269‑7.5(c), HRS.
"Interconnect" or
"interconnection" means the interface of the network of one
telecommunications carrier with that of another telecommunications carrier.
"Interconnector" means a
telecommunications carrier that interconnects with another carrier.
"Interisland" means between and
among the islands of the State.
"Interoffice" means between central
offices.
"Interstate" means between and
among the states of the United States, the territories of the United States,
and the District of Columbia.
"Intrastate" means within the
State.
"Market power" means the ability to
control the telecommunications market in terms of entry and price.
"Network" includes a
telecommunications carrier's facilities used to originate and terminate
traffic.
"Non-incumbent telecommunications
carrier" or "non-incumbent carrier" means a telecommunications
carrier other than the incumbent telecommunications carrier.
"Number portability" means the
ability of a customer to retain, at the same location, the customer's existing
telephone number, without impairment of quality, reliability, or convenience,
when changing or switching from one telecommunications carrier to another; in
other words, the telephone number is "portable" between carriers.
'6-80-4
"Person" includes individuals,
partnerships, corporations, associations, joint stock companies, public trusts,
organized groups of persons, whether incorporated or not, receivers or trustees
of the foregoing, municipalities, including cities, counties, or other
political subdivisions of the State, or any agency, authority, or
instrumentality of the State, or of any one or more of the foregoing.
"Personally identifiable customer
information" means the private, personal, and non-public information about
a customer, including the customer's non-listed or non-published name, address,
or telephone number; age; gender; social security number; billing, credit, or
payment information, history, and status; and any other information made
available to a telecommunications carrier by the customer solely by virtue of
the carrier-customer relationship. It
also includes information relating to the quantity, technical configuration, type,
destination, and amount of use of a telecommunications service subscribed to by
a customer.
"Physical collocation" means the
type of interconnection provided by the telecommunications carrier to an
interconnector where the interconnector locates its equipment within a space
assigned by a telecommunications carrier for the interconnector's exclusive use
and where the interconnector has physical access and control over the
interconnector's equipment, subject to any applicable tariffs.
"Public utility" means the same as
in '269-1, HRS.
"Resale" or "resell" means the offering or
provision of telecommunications service by a telecommunications carrier through
the use of services or facilities owned, maintained, or provided by another
telecommunications carrier.
"Residential customer" means a
customer to whom residential service is provided.
"Residential service" means the
telecommunications service provided to a customer predominantly for personal or
domestic use at the customer's residence or dwelling.
'6-80-4
"Rules" means the Hawaii
Administrative Rules.
"Rural telephone carrier" means the
same as 'rural telephone company' in 47 U.S.C. '153.
"State" means the State of Hawaii.
"Tandem office" means a switching
center that indirectly interconnects two or more central offices when direct
connection is not available.
"Tariff" means the documents that
describe the service or product offered by the telecommunications carrier and
prescribe the terms and conditions and the schedule of rates and charges under
which the service or product is offered.
"Telecommunications carrier" means
the same as in '269‑1, HRS, and includes the incumbent
telecommunications carrier.
"Telecommunications service" means
the same as in '269‑1, HRS.
"Total service long run incremental
cost" or "TSLRIC" means the total additional cost to provide the
entire forecasted quantity of service divided by the forecasted quantity, based
on the least cost, most efficient technology that is capable of being
implemented at the time the total service incremental cost is calculated. The cost is calculated over a period long
enough to avoid all costs associated with the provision of the service (i.e.,
the time interval over which all plant, equipment, and other investments are to
be replaced). The forecasted quantity
is the highest level of anticipated annual demand for at least the next three
years. Where a service or component
that is not fully competitive is used as an input to the service at issue, the
tariffed rate or charge paid by competitors is the cost of the service or
component. The costs of joint
facilities, including loop costs, are excluded in calculating the incremental cost.
"Traffic" means a flow of attempts,
calls, messages, or signals over a circuit, line, or group of lines. It includes the flow of voice, data, image,
and video attempts, calls, messages, and signals.
'6-80-4
"Trunk" means a single or
multichannel telecommunications medium between two or more switching systems.
"Unbundle" or "unbundled"
means the identification and separation of the physical components, functions,
and services of an exchange network.
"U.S.C." means the United States
Code.
"Virtual collocation" means the type
of interconnection provided by a telecommunications carrier to an
interconnector that is economically, technically, and administratively
comparable to the manner in which the telecommunications carrier's facilities
interconnect with its own network. It
may, at the interconnector's discretion, include an arrangement where the
interconnector is provided equipment in a location under an arrangement where
the interconnector may not have ownership of the equipment and does not have
physical access or control, other than through remote monitoring, subject to
any applicable tariff.
[Eff ] (Auth:
HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-1, 269-34 to 43, 47 U.S.C. ''153, 222, 251, 252)
'6-80-5
Continuance of service.
On the effective date of this chapter, all telecommunications carriers
providing telecommunications service in the State shall continue to provide the
service they are then providing in the geographical or exchange areas they are
then serving. Abandonment or
discontinuance of such service is subject to the provisions of subchapter
10.
[Eff ] (Auth:
HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43)
'6-80-6
Policy favoring voluntary negotiations and agreements. (a)
It is the commission's policy to:
'6-80-8
(1) Encourage voluntary negotiations and
agreements between telecommunications carriers for access, interconnection,
unbundling, network termination, and other telecommunications-related matters;
and
(2) Assist the telecommunications carriers in
their negotiations at any point in the negotiations by mediating or, as
necessary, arbitrating the carriers' differences.
(b)
An agreement regarding interconnection, network termination, and other
telecommunications-related matters must not discriminate against a
telecommunications carrier not a party to the agreement, impede competition, or
conflict with the public interest, convenience, and necessity. To that end, the commission retains the
authority to monitor the progress of any negotiations and to review any
negotiated agreement.
[Eff ] (Auth:
HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43, 47 U.S.C. '252)
'6-80-7
Consolidated proceeding.
(a) To the extent feasible and
practical, disputed issues of access, interconnection, unbundling, and network
termination shall be combined into a single petition before the commission.
(b) The
commission may consolidate in a single proceeding any disputed issues presented
before the commission by any person.
[Eff ] (Auth:
HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43)
'6-80-8
Filing of existing agreements with the commission. A telecommunications carrier shall file with
the commission any existing written agreement that it may have on the effective
date of this chapter with another telecommunications carrier regarding
'6-80-8
access, interconnection, network termination, or other
telecommunications-related matter. The
carrier shall serve a copy of any agreement filed with the commission on the
consumer advocate. The agreement is
subject to commission review and approval as prescribed in subchapters 5 and 7.
'6-80-9
Confidentiality of proprietary information and materials. (a)
The confidentiality of a telecommunications carrier's proprietary
information and materials is recognized and preserved, to the extent provided
by law. No telecommunications carrier
is required to release or share with any person any of the carrier's
confidential proprietary information or materials, except as provided in
subsection (c).
(b)
Every telecommunications carrier shall respect and protect the
confidentiality of proprietary information and materials of, and relating to,
other telecommunications carriers (including resellers of telecommunications
services), equipment manufacturers, and customers. A telecommunications carrier that receives or obtains proprietary
information from another carrier for purposes of providing any telecommunications
services shall use such information only for such purpose and not for its own
marketing efforts.
(c)
Where any confidential proprietary information is relevant to a
proceeding before the commission, the commission may require the submission of
such information in the proceeding under confidential seal and subject to
appropriate restrictions against the use of such information for marketing or
strategic purposes.
[Eff ] (Auth:
HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43, 47 U.S.C. '222)
'6-80-17
'6-80-10
Enforcement of chapter 6-80.
Chapter 269, HRS, and any other applicable State law
and commission rule and order apply to the enforcement of this
chapter.
[Eff ] (Auth:
HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43)
'6-80-11
Severability clause. If
any provision of this chapter, or the application thereof to any person or
circumstance, is held invalid, the invalidity does not affect other provisions
or applications of this chapter which can be given effect without the invalid
provision or application, and to this end the provisions of this chapter are
severable.
[Eff ] (Auth:
HRS ''269-6, 269-34 to 43) (Imp: HRS ''269-34 to 43)
''6-80-12 to 16 (Reserved)
SUBCHAPTER
2
APPLICATION
AND CERTIFICATION TO
PROVIDE
TELECOMMUNICATIONS SERVICE
'6-80-17
Application for certification.
(a) All certificates of public convenience and necessity to
provide telecommunications service, issued pursuant to '269-7.5, HRS, and in effect on the effective
date of this chapter, remain in full force and effect.
(b) Any
exemption to the CPCN requirement for telecommunications service, granted
pursuant to '269‑7.5(c), HRS, and in effect on the
effective date of this chapter, remains in full force and effect.
'6-80-17
(c)
Any person, other than the incumbent telecommunications carrier, seeking
to offer, initiate, or provide intrastate telecommunications service must apply
in writing to the commission for a certificate of authority. The application must:
(1) Include information on the:
(A) Type of telecommunications service to be
offered;
(B) Geographical scope of the carrier's proposed
operation;
(C) Type of equipment to be employed in the service;
(D) Rates or charges proposed to be imposed and
the regulations that will govern the proposed service; and
(E) Applicant's financial ability to render the
proposed service, including a copy of the most recent audited financial
statement and, if more than three
months have elapsed since the date of the
most recent audited financial statement, a current, unaudited financial
statement; and