DEPARTMENT OF BUDGET AND FINANCE

 

              Adoption of Chapter 6-80

            Hawaii Administrative Rules

 

                    May 17, 1996

 

 

 

                      SUMMARY

 

Chapter 6-80, Hawaii Administrative Rules, entitled "Competition in Telecommunications Services," is adopted.

 

 


            HAWAII ADMINISTRATIVE RULES

 

                      TITLE 6

 

          DEPARTMENT OF BUDGET AND FINANCE

 

                     CHAPTER 80

 

     COMPETITION IN TELECOMMUNICATIONS SERVICES

 

 

Subchapter 1  General Provisions

 

'6-80-1   Purpose of rules

'6-80-2   Scope of rules

'6-80-3   Application of additional sources

'6-80-4   Definitions

'6-80-5   Continuance of service

'6-80-6   Policy favoring voluntary negotiations

  and agreements

'6-80-7   Consolidated proceeding

'6-80-8   Filing of existing agreements with

  the commission

'6-80-9   Confidentiality of proprietary information

  and materials

'6-80-10  Enforcement of chapter 6-80

'6-80-11  Severability clause

''6-80-12 to 16 (Reserved)

 

 

Subchapter 2  Application and Certification

    to Provide Telecommunications

    Service

 

'6-80-17  Application for certification

'6-80-18  Issuance or denial of certification

'6-80-19  Suspension or revocation

'6-80-20  Temporary certificate of authority -

  carrier of last resort

''6-80-21 to 24 (Reserved)

 

 

Subchapter 3  Classification of Services

 

'6-80-25  Classification of services

'6-80-26  Reclassification of services

'6-80-27  Procedures for classifying or reclassifying

  a service

''6-80-28 to 31 (Reserved)

 

 

Subchapter 4  Costs, Rates, and Pricing

 

'6-80-32  Pricing - fully and partially competitive

  services

'6-80-33  Pricing - noncompetitive services

'6-80-34  Pricing - resale and exempt services

'6-80-35  Cross-subsidization prohibited

'6-80-36  Separate subsidiary for competitive service

'6-80-37  Nondiscrimination in the provision of

  telecommunications services

'6-80-38  Refunds or credits

'6-80-39  Tariffs

'6-80-40  Denial or approval of tariffs

'6-80-41  Proposed increases or decreases in prices

'6-80-42  Cost studies

'6-80-43 to 46 (Reserved)

 

 

Subchapter 5  Access, Interconnection,

Unbundling, and Resale

 

'6-80-47  Intrastate access, interconnection,

  unbundling, and resale - request for

'6-80-48  Exemption for rural telephone carrier

'6-80-49  Intrastate access, interconnection,

  unbundling, and resale - standards

'6-80-50  Negotiation

'6-80-51  Network termination

'6-80-52  Mediation

'6-80-53  Arbitration

'6-80-54  Approval of agreement by the commission

''6-80-55 to 59 (Reserved)

 

 

Subchapter 6  Number Portability and

Directory Services

 

'6-80-60  Availability of number portability

'6-80-61  Number portability

'6-80-62  Customer access to number portability

'6-80-63  Directory assistance and directory

  publication

'6-80-64  Directories

'6-80-65  Directory errors

'6-80-66  Number changes

'6-80-67  Intercept service

''6-80-68 to 72 (Reserved)

 

 

Subchapter 7  Poles, Ducts, Conduits,

     and Rights-of-Way

 

'6-80-73  "Utility" defined

'6-80-74  Poles, ducts, conduits, and rights-of-way

'6-80-75  Negotiation

'6-80-76  Price, terms, and conditions

'6-80-77  Mediation and arbitration

'6-80-78  Approval of agreement by the commission

'6-80-79  Tariff

'6-80-80  Attachment modification

''6-80-81 to 85 (Reserved)

 

 

Subchapter 8  Standards for

Telecommunications Service

 

'6-80-86  Standards for telecommunications

  service - sources

'6-80-87  Operating standards for telecommunications

  service - general

'6-80-88  Records

'6-80-89  Exchange area maps

'6-80-90  Capital improvements

'6-80-91  Annual financial reports

'6-80-92  Other reports

'6-80-93  Standards for service quality

'6-80-94  Service installation

'6-80-95  Disruption of service

'6-80-96  Answering calls

'6-80-97  Transmission requirements

'6-80-98  Call completion

'6-80-99  Rates and special charges information

'6-80-100 Customer billing

'6-80-101 Billing information

'6-80-102 Billing disputes

'6-80-103 Adjustments for out of service conditions

'6-80-104 Establishment of credit

'6-80-105 Customer deposits

'6-80-106 Denial or discontinuance of service

'6-80-107 Customer complaints

''6-80-108 to 112 (Reserved)

 

 

Subchapter 9  Customer Rights and Privacy

 

'6-80-113 Customer rights in a competitive

  telecommunications market

'6-80-114 Customer's entitlement to information

'6-80-115 Standards for customer privacy

'6-80-116 Aggregate customer information

''6-80-117 to 121 (Reserved)

 

 

Subchapter 10 Abandonment or Discontinuance

     of Service

 

'6-80-122 Abandonment or discontinuance of

  noncompetitive service

'6-80-123 Abandonment or discontinuance of fully or

            partially competitive service

''6-80-124 to 128 (Reserved)

 

 

Subchapter 11 Prohibited Acts

 

'6-80-129 Prohibited acts

'6-80-130 to 134 (Reserved)

 

 

Subchapter 12 Exemption and Waiver

 

'6-80-135 Exemption and waiver

'6-80-136 Standard list of waivers

'6-80-137 Modification and rescission

''6-80-138 to 142 (Reserved)

 

 

 


                                             '6-80-3

 

 

 

                    SUBCHAPTER 1

 

 

                 GENERAL PROVISIONS

 

 

'6-80-1  Purpose of rules.  The purpose of this chapter is to adopt standards and procedures governing intrastate competition in the State's telecommunications marketplace, as mandated by:

(1)  Act 225, Session Laws of Hawaii 1995, enacted on June 29, 1995;

(2)  The commission's telecommunications infrastructure docket (docket no. 7702); and

(3)  The Federal Telecommunications Act of 1996, enacted on February 8, 1996.

[Eff               ]  (Auth: HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43)

 

 

 

'6-80-2  Scope of rules.  (a)  This chapter applies to all intrastate telecommunications services provided by telecommunications carriers, including:

(1)  Interisland;

(2)  Resale; and

(3)  Commercial mobile radio service.

(b)  This chapter does not apply to:

(1)  International or interstate service; or

(2)  Any telecommunications service exempted from this chapter by federal preemption, law, or regulation, or by State law or commission order, but only to the extent of the exemption granted by the applicable law, regulation, or order.  [Eff               ]  (Auth: HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43)

 

 

 

'6-80-3  Application of additional sources.  This chapter:

'6-80-3

 

 

 

(1)  Shall be read in context with any applicable:

(A)  Federal law and regulation; and

(B)  State law and commission order and rule, including chapter 269, HRS, and chapter 6-61; and

(2)  Supersedes any conflicting commission order or rule that may be in effect on the effective date of this chapter.  [Eff               ]  (Auth: HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43)

 

 

 

     '6-80-4  Definitions.  As used in this chapter, unless the context clearly requires otherwise:

"Access" means access to an exchange network for the purpose of enabling a telecommunications carrier to originate or terminate exchange service.

"Access line" means the medium over which a customer connects to an exchange network.

"Alternative regulation" means regulation other than rate based or rate of return regulation.

"Basic exchange service" or "basic service" means the same as in '6-81-19.

"Bona fide request" means a written request made in good faith, with earnest intent and without fraud, deceit, or pretense.

"Business customer" means a customer to whom business service is provided.

"Business service" means the telecommunications service provided to a customer where the use is primarily or substantially of a business, professional, institutional, or occupational nature.

"Caller ID" means caller number identification delivery.

"Central office" means a switching unit within an exchange area having the necessary equipment and operating arrangements for terminating and interconnecting access lines, toll lines, and trunks.

"Certificate of authority" or "COA" means the certificate issued pursuant to '6-80-18(a).

                                             '6-80-4

 

 

 

"Certificate of public convenience and necessity" or "CPCN" means the certificate issued pursuant to '269-7.5, HRS.

"Certificate of registration" or "COR" means the certificate issued pursuant to '6-80-18(b).

"Commercial mobile radio service" means the same as in 47 U.S.C. ''153(n) and 332(d)(1).  It includes cellular, paging, and personal communications services.

"Commission" means the public utilities commission of the State.

"Compensation agreement" means an arrangement or agreement by which telecommunications carriers compensate each other for transporting and terminating traffic on their respective networks.

"Consumer advocate" means the department of commerce and consumer affairs, division of consumer advocacy, of the State.

"Cost-based" means based on the underlying cost of providing a telecommunications facility, function, or service and includes, as the context requires, total service long run incremental cost, imputed cost, and allocated common cost.

"Customer" includes any person:

(1)  Who has requested or applied for telecommunications service from a telecommunications carrier;

(2)  Currently receiving telecommunications service from a telecommunications carrier; or

(3)  Who moves to another location within a telecommunications carrier's service territory and requests that telecommunications service be discontinued at the previous location and begun at the new location.

"Customer complaint" or "complaint" includes trouble reports and complaints concerning any service matter made or reported by a customer to a telecommunications carrier or its service representative, excluding directory assistance calls.

'6-80-4

 

 

 

"Customer list information" means any information:

(1)  Identifying the listed names of customers of a telecommunications carrier and the customers' telephone numbers, addresses, or primary advertising classification (as such classifications are assigned at the time of the establishment of service), or any combination of such listed names, numbers, addresses, and classifications; and

(2)  That the telecommunications carrier or an affiliate has published or caused to be published, or accepted for publication in any directory format.

Customer list information does not include a customer's name and telephone number or a customer's address or advertising classification that the customer elects not to have listed for public dissemination or published in any directory format.

"Economically reasonable" means without undue economic hardship.

"Exchange" means a unit established and described in the tariff of a telecommunications carrier for the provision of service within a specific, prescribed geographical area, such as a city, town, or community and its environs.  An exchange may consist of one or more central offices together with associated facilities used in furnishing telecommunications service within the specific geographical or exchange area.

"Exchange area" or "exchange service area" means the geographical territory served by an exchange.

"Exchange service" means telecommunications service provided to business and residential customers within a given exchange service area in accordance with tariffs, including the use of exchange facilities required to establish connections:

(1)  Between customer locations within the exchange; and

(2)  Between customer locations and trunks accessing other exchanges.


                                             '6-80-4

 

 

 

"Facilities" means the means used to provide telecommunications service and includes programs, buildings, plants, instruments, equipment, and every other paraphernalia, such as conduits, ducts, poles, cables, wires, and switches, that facilitate the provision of telecommunications service.

"FCC" means the Federal Communications Commission.

"Federal Telecommunications Act" means the Federal Telecommunications Act of 1996.

"HRS" means the Hawaii Revised Statutes.

     "Incumbent telecommunications carrier" or "incumbent carrier" means the telecommunications carrier referred to in '269‑7.5(c), HRS.

"Interconnect" or "interconnection" means the interface of the network of one telecommunications carrier with that of another telecommunications carrier.

"Interconnector" means a telecommunications carrier that interconnects with another carrier.

"Interisland" means between and among the islands of the State.

"Interoffice" means between central offices.

"Interstate" means between and among the states of the United States, the territories of the United States, and the District of Columbia.

"Intrastate" means within the State.

"Market power" means the ability to control the telecommunications market in terms of entry and price.

"Network" includes a telecommunications carrier's facilities used to originate and terminate traffic.

"Non-incumbent telecommunications carrier" or "non-incumbent carrier" means a telecommunications carrier other than the incumbent telecommunications carrier.

"Number portability" means the ability of a customer to retain, at the same location, the customer's existing telephone number, without impairment of quality, reliability, or convenience, when changing or switching from one telecommunications carrier to another; in other words, the telephone number is "portable" between carriers.

'6-80-4

 

 

 

"Person" includes individuals, partnerships, corporations, associations, joint stock companies, public trusts, organized groups of persons, whether incorporated or not, receivers or trustees of the foregoing, municipalities, including cities, counties, or other political subdivisions of the State, or any agency, authority, or instrumentality of the State, or of any one or more of the foregoing.

"Personally identifiable customer information" means the private, personal, and non-public information about a customer, including the customer's non-listed or non-published name, address, or telephone number; age; gender; social security number; billing, credit, or payment information, history, and status; and any other information made available to a telecommunications carrier by the customer solely by virtue of the carrier-customer relationship.  It also includes information relating to the quantity, technical configuration, type, destination, and amount of use of a telecommunications service subscribed to by a customer.

"Physical collocation" means the type of interconnection provided by the telecommunications carrier to an interconnector where the interconnector locates its equipment within a space assigned by a telecommunications carrier for the interconnector's exclusive use and where the interconnector has physical access and control over the interconnector's equipment, subject to any applicable tariffs.

"Public utility" means the same as in '269-1, HRS.

     "Resale" or "resell" means the offering or provision of telecommunications service by a telecommunications carrier through the use of services or facilities owned, maintained, or provided by another telecommunications carrier.

"Residential customer" means a customer to whom residential service is provided.

"Residential service" means the telecommunications service provided to a customer predominantly for personal or domestic use at the customer's residence or dwelling.

                                             '6-80-4

 

 

 

"Rules" means the Hawaii Administrative Rules.

"Rural telephone carrier" means the same as 'rural telephone company' in 47 U.S.C. '153.

"State" means the State of Hawaii.

"Tandem office" means a switching center that indirectly interconnects two or more central offices when direct connection is not available.

"Tariff" means the documents that describe the service or product offered by the telecommunications carrier and prescribe the terms and conditions and the schedule of rates and charges under which the service or product is offered.

"Telecommunications carrier" means the same as in '269‑1, HRS, and includes the incumbent telecommunications carrier.

"Telecommunications service" means the same as in '269‑1, HRS.

"Total service long run incremental cost" or "TSLRIC" means the total additional cost to provide the entire forecasted quantity of service divided by the forecasted quantity, based on the least cost, most efficient technology that is capable of being implemented at the time the total service incremental cost is calculated.  The cost is calculated over a period long enough to avoid all costs associated with the provision of the service (i.e., the time interval over which all plant, equipment, and other investments are to be replaced).  The forecasted quantity is the highest level of anticipated annual demand for at least the next three years.  Where a service or component that is not fully competitive is used as an input to the service at issue, the tariffed rate or charge paid by competitors is the cost of the service or component.  The costs of joint facilities, including loop costs, are excluded in calculating the incremental cost.

"Traffic" means a flow of attempts, calls, messages, or signals over a circuit, line, or group of lines.  It includes the flow of voice, data, image, and video attempts, calls, messages, and signals.


'6-80-4

 

 

 

"Trunk" means a single or multichannel telecommunications medium between two or more switching systems.

"Unbundle" or "unbundled" means the identification and separation of the physical components, functions, and services of an exchange network.

"U.S.C." means the United States Code.

"Virtual collocation" means the type of interconnection provided by a telecommunications carrier to an interconnector that is economically, technically, and administratively comparable to the manner in which the telecommunications carrier's facilities interconnect with its own network.  It may, at the interconnector's discretion, include an arrangement where the interconnector is provided equipment in a location under an arrangement where the interconnector may not have ownership of the equipment and does not have physical access or control, other than through remote monitoring, subject to any applicable tariff.  [Eff               ]  (Auth:  HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-1, 269-34 to 43, 47 U.S.C. ''153, 222, 251, 252)

 

 

 

'6-80-5  Continuance of service.  On the effective date of this chapter, all telecommunications carriers providing telecommunications service in the State shall continue to provide the service they are then providing in the geographical or exchange areas they are then serving.  Abandonment or discontinuance of such service is subject to the provisions of subchapter 10.  [Eff               ]  (Auth:  HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43)

 

 

 

'6-80-6  Policy favoring voluntary negotiations and agreements.  (a)  It is the commission's policy to:


                                             '6-80-8

 

 

 

(1)  Encourage voluntary negotiations and agreements between telecommunications carriers for access, interconnection, unbundling, network termination, and other telecommunications-related matters; and

(2)  Assist the telecommunications carriers in their negotiations at any point in the negotiations by mediating or, as necessary, arbitrating the carriers' differences.

(b)  An agreement regarding interconnection, network termination, and other telecommunications-related matters must not discriminate against a telecommunications carrier not a party to the agreement, impede competition, or conflict with the public interest, convenience, and necessity.  To that end, the commission retains the authority to monitor the progress of any negotiations and to review any negotiated agreement.  [Eff               ]  (Auth:  HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43, 47 U.S.C. '252)

 

 

 

'6-80-7  Consolidated proceeding.  (a)  To the extent feasible and practical, disputed issues of access, interconnection, unbundling, and network termination shall be combined into a single petition before the commission.

(b)  The commission may consolidate in a single proceeding any disputed issues presented before the commission by any person.  [Eff               ]  (Auth:  HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43)

 

 

 

'6-80-8  Filing of existing agreements with the commission.  A telecommunications carrier shall file with the commission any existing written agreement that it may have on the effective date of this chapter with another telecommunications carrier regarding


'6-80-8

 

 

 

access, interconnection, network termination, or other telecommunications-related matter.  The carrier shall serve a copy of any agreement filed with the commission on the consumer advocate.  The agreement is subject to commission review and approval as prescribed in subchapters 5 and 7.

 

 

 

'6-80-9  Confidentiality of proprietary information and materials.  (a)  The confidentiality of a telecommunications carrier's proprietary information and materials is recognized and preserved, to the extent provided by law.  No telecommunications carrier is required to release or share with any person any of the carrier's confidential proprietary information or materials, except as provided in subsection (c).

(b)  Every telecommunications carrier shall respect and protect the confidentiality of proprietary information and materials of, and relating to, other telecommunications carriers (including resellers of telecommunications services), equipment manufacturers, and customers.  A telecommunications carrier that receives or obtains proprietary information from another carrier for purposes of providing any telecommunications services shall use such information only for such purpose and not for its own marketing efforts.

(c)  Where any confidential proprietary information is relevant to a proceeding before the commission, the commission may require the submission of such information in the proceeding under confidential seal and subject to appropriate restrictions against the use of such information for marketing or strategic purposes.  [Eff               ]  (Auth:  HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43, 47 U.S.C. '222)

 

 

 


                                            '6-80-17

 

 

 

'6-80-10  Enforcement of chapter 6-80.  Chapter 269, HRS, and any other applicable State law

and commission rule and order apply to the enforcement of this chapter.  [Eff               ]  (Auth:  HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43)

 

 

 

'6-80-11  Severability clause.  If any provision of this chapter, or the application thereof to any person or circumstance, is held invalid, the invalidity does not affect other provisions or applications of this chapter which can be given effect without the invalid provision or application, and to this end the provisions of this chapter are severable.  [Eff               ]  (Auth:  HRS ''269-6, 269-34 to 43) (Imp:  HRS ''269-34 to 43)

 

 

 

''6-80-12 to 16 (Reserved)

 

 

 

                    SUBCHAPTER 2

 

 

          APPLICATION AND CERTIFICATION TO

         PROVIDE TELECOMMUNICATIONS SERVICE

 

 

'6-80-17  Application for certification.  (a)  All certificates of public convenience and necessity to provide telecommunications service, issued pursuant to '269-7.5, HRS, and in effect on the effective date of this chapter, remain in full force and effect.

(b)  Any exemption to the CPCN requirement for telecommunications service, granted pursuant to '269‑7.5(c), HRS, and in effect on the effective date of this chapter, remains in full force and effect.


'6-80-17

 

 

 

(c)  Any person, other than the incumbent telecommunications carrier, seeking to offer, initiate, or provide intrastate telecommunications service must apply in writing to the commission for a certificate of authority.  The application must:

(1)  Include information on the:

(A)  Type of telecommunications service to be offered;

(B)  Geographical scope of the carrier's proposed operation;

(C)  Type of equipment to be employed in the service;

(D)  Rates or charges proposed to be imposed and the regulations that will govern the proposed service; and

(E)  Applicant's financial ability to render the proposed service, including a copy of the most recent audited financial statement and, if more than three

months have elapsed since the date of the most recent audited financial statement, a current, unaudited financial statement; and