Securities
What's New »
- Business Registration Information Release No. 12-01 (Jan 03, 2012)
- NASAA: Financial Crisis: Investor Tips For A Down Market (Jul 26, 2011)
- Investor Protection - 10 Tips (Jul 26, 2011)
- Investor Bill Of Rights (Jul 26, 2011)
- NASAA: Madoff – A 21st Century Ponzi Scheme (Jul 26, 2011)
Securities has 3 branches: Compliance; Enforcement; and Investor Education. Organizationally, these branches fall under the Business Registration Division, which is administered by the Securities Commissioner.
REGULATE: Securities Compliance Branch
This branch is responsible for the registration of securities and the licensing of all broker-dealers and their salespersons, investment advisers and their representatives doing business in Hawaii.
PROTECT: Securities Enforcement Branch
This branch receives and investigates complaints regarding potential violations of Hawaii securities laws and protects investors against fraud and abuse.
EDUCATE: Investor Education Program
This branch provides free investor information & educational presentations and develops outreach projects for Hawaii's people.
To report fraud call 58-SCAMS(587-2267) or call toll-free 1-877-HISCAMS(1-877-447-2267)
Administrative Orders
