Securities News Releases and Other Notices

News releases issued to the press and other media, as well as other important announcements in chronological order.

Effective Date Title
Nov 01, 2008 12:00 AM File Temporary Reduction in Securities and Franchise Filing Fees
Sep 29, 2008 12:00 AM File Hawai`i Commissioner of Securities Cautions Investors Against Making Sudden Decisions Amid Wall Street Crisis
Sep 03, 2008 02:08 PM Link Hawai`i Securities Commissioner Issues Cease and Desist Order Against Oil & Gas Joint Venture
Aug 29, 2008 12:00 AM File Hawai`i Securities Commissioner Orders Sheila Turner to Cease Sale of Unregistered Securities
Mar 29, 2008 11:40 AM Link Financial Literacy Fair at Tamarind Park
Feb 22, 2008 12:00 AM File Hawai`i Securities Commissioner Encourages
Jan 17, 2008 12:00 AM File Notice of Public Hearing for Proposed Change to Securities Rule
Nov 09, 2007 01:24 PM Link State Investor Education Program Receives National Award
Oct 25, 2007 12:00 AM File Temporary Reduction in Securities and Franchise Filing Fees
Oct 17, 2007 12:00 AM File State Orders Larry Goto dba Financial Management Services to Cease Sale of Unregistered Securities
Sep 07, 2007 12:00 AM File SEC Partners with State of Hawaii to Charge Honolulu-Based Adviser with Defrauding Seniors
Feb 05, 2007 12:00 AM File DCCA Announces New Hotline to Report Investment Fraud
Dec 18, 2006 12:00 AM File State orders Joseph w. Sullivan, Daryn K. Murai and Chad S. Morisato to cease sale of unregistered securities
Dec 07, 2006 12:00 AM File Final Order against Timothy Grant, a salesperson of Money Wise Financial Services
Dec 04, 2006 12:00 AM File DCCA Announces Continued Fee Cuts For Hawaii Businesses
Aug 28, 2006 01:00 PM Link DCCA Names Tung Chan As Hawaii Commissioner Of Securities
Apr 07, 2006 12:00 AM File Hawaii Commissioner of Securities Urges Big Island Residents To Participate In Free Investor Education Forum
Apr 06, 2006 04:00 PM File Hawaii Commissioner Of Securities Urges Kauai Residents To Participate In Free Investors Education Forum
Mar 30, 2006 12:00 AM File Hawaii Commissioner Of Securities Hosts Investor Education Fairs
Feb 16, 2006 12:00 AM File Top 13 Investor Traps for 2006
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Tung Chan

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Tung Chan