Securities News Releases and Other Notices

News releases issued to the press and other media, as well as other important announcements in chronological order.

Effective Date Title
Feb 06, 2006 03:07 PM Link DCCA's Education Specialists Extend Neighbor Island Community Outreach Program
Dec 16, 2005 12:00 AM File Form D Filing Fee Reduced by 50%
Dec 13, 2005 12:00 AM File Hawaii Commissioner of Securities Warns Senior Investors to Check Credentials of "Senior Specialists"
Oct 27, 2005 12:00 AM File DCCA Announces More Than $2 Million Dollars in Fee Cuts
Oct 07, 2005 12:00 AM File Hawaii Commissioner of Securities Announces Fee Waiver & Reduction for Investment Advisors
Sep 22, 2005 12:00 AM File Emergency Order Due to Hurricane Katrina
Sep 22, 2005 12:00 AM File Commissioner of Securities Issues Emergency Order to Help Investment Professionals Displaced by Hurricane Katrina
Aug 24, 2005 12:00 AM File Brokerage Firm Agrees to Refund Hawaii Investors and Pay Restitution for Violating the Law
May 18, 2005 12:00 AM File DCCAâ??s Investor Education Program targets Neighbor Islands
Apr 27, 2005 12:00 AM File DCCA Issues Warning for Hawaii Investors
Apr 14, 2005 12:00 AM File DCCA Names Top 10 Threats to Investors
May 01, 2003 12:00 AM File Securities Regulators Unveil Fraud Awareness Quiz
May 01, 2003 12:00 AM File "Take Charge of Your Money 2!" financial education television series televised this Summer
Mar 25, 2003 12:00 AM File Hawaii Joins Investor Education Campaign in April
Mar 20, 2003 12:00 AM File War, Terror Fears Could Be Exploited by Con Artists, Securities Regulators Warn
Nov 12, 2002 12:00 AM File Commissioner of Securities Issues Order Against Vizion One as Illegal Pyramid Scheme
Nov 01, 2002 12:00 AM File Department of Commerce Warns Public to Beware of Illegal Pyramid Investment Schemes
May 01, 2002 12:00 AM File State Regulators and Sia Unveil New Investor Education Brochure; "How-To" Guide Takes Investors On A Guided Tour Of the Typical Statement
Apr 15, 2002 12:00 AM File State Orders Local Securities Salesperson/Investment Advisor to Cease Sale of Securities in Hawaii
Apr 12, 2002 12:00 AM File State Orders Local Securities Salesperson/Investment Advisor to Cease Sale of Securities in Hawaii
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Tung Chan

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Tung Chan