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Securities News Releases and Other Notices

News releases issued to the press and other media, as well as other important announcements in chronological order.

Effective Date Title
Apr 15, 2002 12:00 AM File State Orders Local Securities Salesperson/Investment Advisor to Cease Sale of Securities in Hawaii
Apr 12, 2002 12:00 AM File State Orders Local Securities Salesperson/Investment Advisor to Cease Sale of Securities in Hawaii
Feb 28, 2002 12:00 AM File Risky 'Death Futures' Draw Warning From State Securities Regulators, Congressional Scrutiny Promises of 'Guaranteed Returns' Fuel Losses In The Hundreds Of Millions of Dollars High Commissions Entice Independent Insurance Agents to Sell Viatical Settlements
Jan 17, 2002 12:00 AM File Prime Bank Scams Are On The Rise
Oct 10, 2001 12:00 AM File Top Five Investments Investors Should Be Wary About
Aug 29, 2001 12:00 AM File Callable CDs
Aug 29, 2001 12:00 AM File Investing Online Resource Center
Aug 09, 2001 12:00 AM File Investment Frauds Using Religion on the Rise
Jul 30, 2001 12:00 AM File Commissioner of Securities Issues Order Against Women Empowering Women Gifting Circle Pyramid Scheme
Apr 20, 2001 12:00 AM File Securities Industry and Regulators Launch Combined Investor Education Initiative
Apr 02, 2001 12:00 AM File Hawaii Joins Investor Education Campaign in April
Mar 14, 2001 12:00 AM File Payphone
Jun 06, 2000 12:00 AM File Online Investors Get 10 Tips From Securities Regulators
Apr 25, 2000 12:00 AM File Equinox Ordered Dissolved; Millions In Assets To Be Liquidated For Restitution To Alleged Pyramid Victims
None File Legal Ad
None File Local Con Artists Ordered to Pay $1 Million Fine for Ponzi Scheme
None File Battys to Cease Sale of Securities in Fraudulent Bed and Breakfast Venture
None File State Orders De Poyo, Duff and Walker Business Group to Cease Sale of Unregistered Securities
None File Hawaii Commissioner Of Securities Urges Kauai Residents To Participate In Free Investors Education Forum
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