What's New Securities

Effective Date	Title
Mar 07, 2012 02:45 PM	Investment Adviser Alert (Changes under Dodd-Frank)
Mar 07, 2012 02:10 PM	Notice to Investment Advisers: Changes under Dodd-Frank
Jan 03, 2012 12:01 PM	Business Registration Information Release No. 12-01
Jul 26, 2011 11:31 AM	NASAA: Financial Crisis: Investor Tips For A Down Market
Jul 26, 2011 11:31 AM	Investor Protection - 10 Tips
Jul 26, 2011 11:31 AM	Investor Bill Of Rights
Jul 26, 2011 11:31 AM	NASAA: Madoff – A 21st Century Ponzi Scheme
Jul 26, 2011 11:31 AM	Real-Life Stories of Mrs. Tanaka & Mr. Kealoha
Jul 26, 2011 11:31 AM	Investor Education Program Presentation Listing
Jul 26, 2011 11:31 AM	Investigate Before You Invest
Jul 26, 2011 11:31 AM	How To Spot A Con Artist
Jul 26, 2011 11:30 AM	How Do I Check On My Securities Broker Or Investment Adviser?
Jul 26, 2011 11:30 AM	Checklist Of Things To Listen For When Attending “Free Lunch” Seminars
Jul 26, 2011 11:30 AM	Affinity Fraud
Jul 26, 2011 11:30 AM	Common Threats To Hawaii Investors
Jul 26, 2011 11:26 AM	Office of the Securities Commissioner: Who We Are?
Jun 28, 2011 11:30 AM	2011 Investor Education Program Calendar
Jun 24, 2011 12:15 PM	Broker-Dealer Questionnaire and Affidavit: Prior Sales
Apr 06, 2011 03:30 PM	Notice New Form ADV Part 2
Apr 06, 2011 03:20 PM	Investment Adviser Guide

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