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What's New Securities

Effective Date Title
Dec 13, 2005 12:00 AM File Hawaii Commissioner of Securities Warns Senior Investors to Check Credentials of "Senior Specialists"
Oct 27, 2005 12:00 AM File DCCA Announces More Than $2 Million Dollars in Fee Cuts
Oct 07, 2005 12:00 AM File Hawaii Commissioner of Securities Announces Fee Waiver & Reduction for Investment Advisors
Sep 22, 2005 12:00 AM File Emergency Order Due to Hurricane Katrina
Sep 22, 2005 12:00 AM File Commissioner of Securities Issues Emergency Order to Help Investment Professionals Displaced by Hurricane Katrina
Aug 24, 2005 12:00 AM File Brokerage Firm Agrees to Refund Hawaii Investors and Pay Restitution for Violating the Law
May 18, 2005 12:00 AM File DCCAâ??s Investor Education Program targets Neighbor Islands
May 02, 2005 06:00 AM Page Request for Proposals - Investor Education Public Service Announcement Project
Apr 27, 2005 12:00 AM File DCCA Issues Warning for Hawaii Investors
Apr 14, 2005 12:00 AM File DCCA Names Top 10 Threats to Investors
Jan 12, 2005 06:00 AM Link Professional Fund Raising Counsel and Professional Solicitor Filings
Jan 12, 2005 06:00 AM Link HRS Chapter 467B is administered by the Department of the Attorney General.
Dec 17, 2004 01:35 PM Page Enforcement Actions
Dec 17, 2004 10:25 AM Page Student Investor
Dec 17, 2004 10:25 AM Page Securities Trading on the Internet
Dec 17, 2004 10:20 AM Page How To Request A Brochure
Dec 15, 2004 01:35 PM Page Want to learn more? Here are some national websites...
Dec 15, 2004 11:35 AM Page Complaint Form Instructions
May 01, 2003 12:00 AM File Securities Regulators Unveil Fraud Awareness Quiz
May 01, 2003 12:00 AM File "Take Charge of Your Money 2!" financial education television series televised this Summer
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Tung Chan