Skip to content. | Skip to navigation

  • State Agency Directory
  • State Home Page
  • Site Map
  • Accessibility
Advanced Search…
Sections
  • Securities Home
  • About
  • News Releases
  • Calendar
  • Reports
  • HRS
  • HAR
  • FAQs
  • Contact
  • DCCA Home
Info

What's New Securities

Effective Date Title
None File Financial Crisis Tips
None File 10 Preventive Tips for Military
None File Personal Finance for Military Families
None File A Salute to Smart Investing
None File Attachment to Application for Registration of Securities by Qualification
None File Application for Registration of Securities by Qualification
None File Certified Copy of Corporate Resolution
None File Consent to Service of Process by Issuer of or Dealer in Securities
None File Uniform Franchise Registration Application
None File Sample Copy of Offering Circular Cover Page
None File Consent to Service of Process (Franchise)
None File Attachment to Application for Filing of Franchise Offering Circular
None File Application for Filing of Franchise Offering Circular
None File Investment Adviser Verification Form
None File Investment Adviser Registration Memo
None File Investment Adviser Bond Form
None File Hawaii Broker-Dealer Registration Memo
None File Information for Applicants for Registration as Securities Dealers
None File Broker-Dealer Reporting Requirements
None File Ten Tips for Online Investing
« Previous 20 items Next 20 items » 1 ... 6 7 8 [9] 10
Document Actions
  • RSS feed
  • Send this
  • Print this
Director »
Tung Chan

Commissioner

Tung Chan
Securities Spotlight
Folder Administrative Orders
Folder Forms for Registration
Folder File a Complaint
Folder Enforcement Actions
Folder Investor Education Program
Folder Investor Education Handouts
Folder Want to learn more? Here are some national websites...
Folder Investment Adviser Guide
Page Investment Adviser Alert (Changes under Dodd-Frank)
Helping Hand Site Feedback