What's New Securities

Effective Date	Title
Jul 26, 2011 11:31 AM	Investor Education Program Presentation Listing
Jul 26, 2011 11:31 AM	Investigate Before You Invest
Jul 26, 2011 11:31 AM	How To Spot A Con Artist
Jul 26, 2011 11:30 AM	How Do I Check On My Securities Broker Or Investment Adviser?
Jul 26, 2011 11:30 AM	Checklist Of Things To Listen For When Attending “Free Lunch” Seminars
Jul 26, 2011 11:30 AM	Affinity Fraud
Jul 26, 2011 11:30 AM	Common Threats To Hawaii Investors
Jul 26, 2011 11:26 AM	Office of the Securities Commissioner: Who We Are?
Jun 24, 2011 12:15 PM	Broker-Dealer Questionnaire and Affidavit: Prior Sales
Apr 06, 2011 03:30 PM	Notice New Form ADV Part 2
Apr 06, 2011 03:20 PM	Investment Adviser Guide
Apr 06, 2011 03:15 PM	Notice New Form ADV Part 2
Mar 16, 2011 11:40 AM	10 Tips to Protect Your Money
Dec 30, 2010 12:00 AM	Business Registration Information Release 11-01
Oct 22, 2010 12:00 AM	Business Registration Interpretive Order 2010-1
Oct 18, 2010 11:47 AM	State Securities Commissioner Orders Louis Dean Parrish to Cease Sale of Unregistered Securities
Feb 20, 2010 08:00 AM	Hawai`i Focuses on Fraud Prevention During America Saves Week
Jan 04, 2010 02:31 PM	State Securities Commissioner Orders Maria P. Abello dba Teancum, Inc. to Cease Sale of Unregistered Securities
Jan 04, 2010 10:27 AM	Business Registration Information Release No. 10-01 January 4, 2010
Nov 17, 2009 11:25 AM	Securities Commissioner Tung Chan Named to Leadership Role in the North American Securities Administrators Association

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