- Info
What's New Securities
| Effective Date |
Title |
| Nov 06, 2009 07:00 AM |
Avoiding Investor Scams Game
|
| Nov 06, 2009 12:00 AM |
Hawaii's Fraud Prevention & Resource Guide
|
| Oct 09, 2009 04:05 PM |
Contact Securities Branch
|
| Aug 17, 2009 12:00 AM |
State Securities Commissioner Orders Kaua`i Resident Leigh K. Matsuyoshi to Cease Sale of Unregistered Securities
|
| Jun 10, 2009 08:00 AM |
Welcome
|
| Jun 10, 2009 12:00 AM |
Office of the Securities Commissioner Urges Citizens to Report Elder Abuse
|
| Apr 13, 2009 12:00 AM |
For more information, visit NASAA's investor education webpage
|
| Apr 09, 2009 12:00 AM |
State Securities Commissioner Orders Halt of $2.2 Million Foreign Currency Ponzi Scheme
|
| Mar 30, 2009 12:00 AM |
State Hosts Financial Literacy Fair at Tamarind Park
|
| Feb 18, 2009 12:00 AM |
Hawai`i's Securities Commissioner Orders Marvin Ray Cooper and Billions Coupons, Inc. to Cease and Desist Operation of an Illegal Ponzi Scheme Targeting the Deaf Community
|
| Feb 13, 2009 12:00 AM |
Hawai`i Securities Commissioner Orders Theodore T. Chinen, Teddy Tanaka Associates, Inc. and Trinity National LLC to Cease and Desist Sale of Unregistered Securities
|
| Jan 23, 2009 12:00 AM |
Hawai`i Securities Commissioner Issues a Cease and Desist Order Against Glenn A. Gates
|
| Jan 21, 2009 12:04 PM |
Common exam issues
|
| Jan 21, 2009 12:02 PM |
Post-exam follow-up
|
| Jan 21, 2009 12:00 PM |
What to expect during the exam
|
| Jan 21, 2009 11:58 AM |
The process and how to prepare for an exam
|
| Jan 21, 2009 11:54 AM |
Expiration, renewal & termination of registration (HAR §16-39-441)
|
| Jan 21, 2009 11:52 AM |
Other post-effective requirements (HAR §16-39-440)
|
| Jan 21, 2009 11:47 AM |
Prohibited practices/acts of unworthiness (HAR §16-39-470)
|
| Jan 21, 2009 11:42 AM |
Privacy Policy
|
|
-
|
Commissioner
|
|
Administrative Orders
