What's New Securities

Effective Date	Title
Jan 21, 2009 11:47 AM	Prohibited practices/acts of unworthiness (HAR §16-39-470)
Jan 21, 2009 11:42 AM	Privacy Policy
Jan 21, 2009 11:37 AM	Disclosure statements (HAR §16-39-439)
Jan 21, 2009 11:35 AM	Surety Bond Requirements (HAR §16-39-434)
Jan 21, 2009 11:32 AM	Annual Financial Reporting Requirement (HAR §16-39-437)
Jan 21, 2009 11:25 AM	Financial Requirements (HAR §16-39-433)
Jan 21, 2009 11:12 AM	Other records
Jan 21, 2009 11:10 AM	Client records
Jan 21, 2009 11:09 AM	Communication records
Jan 21, 2009 11:03 AM	Written agreements
Jan 21, 2009 10:35 AM	Financial records
Jan 21, 2009 10:30 AM	Transactional records
Jan 01, 2009 12:00 AM	Temporary Reduction in Securities and Franchise Filing Fees
Nov 14, 2008 12:00 AM	Hawai`i Commissioner of Securities Reminds Auction Rate Securites Investors to Contact Firms About Buyback Offers
Nov 01, 2008 12:00 AM	Temporary Reduction in Securities and Franchise Filing Fees
Sep 29, 2008 12:00 AM	Hawai`i Commissioner of Securities Cautions Investors Against Making Sudden Decisions Amid Wall Street Crisis
Sep 03, 2008 02:08 PM	Hawai`i Securities Commissioner Issues Cease and Desist Order Against Oil & Gas Joint Venture
Aug 29, 2008 12:00 AM	Hawai`i Securities Commissioner Orders Sheila Turner to Cease Sale of Unregistered Securities
Jul 01, 2008 08:37 AM	HRS Chapter 485A - Uniform Securities Act
Mar 29, 2008 11:40 AM	Financial Literacy Fair at Tamarind Park

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