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Section 401 Water Quality Certification Forms

Apply for the Section 401 Water Quality Certification with the forms listed below.

Section 401 Water Quality Certification Form

The Section 401 Water Quality Certification (WQC) is regulated under Hawaii Administrative Rules, Chapter 11-54, Water Quality Standards effective August 31, 2004.

The Section 401 WQC application and guidelines (revised 06/26/00) may be downloaded as WordPerfect 6.1 files or PDF files.

General Monitoring Guideline for Section 401 Water Quality Certification Projects

The Clean Water Branch has generated a "General Monitoring Guideline for Section 401 Water Quality Certification Projects" (Revised April 7, 2000) for the development of an applicable monitoring and assessment plan.  Please see the attached document.

U.S. Environmental Protection Agency Vessel General Permit for Discharges Incidental
to the Normal Operation of Vessels (VGP) in Waters of the State of Hawaii

Authorization to Discharge under the National Pollutant Discharge Elimination System

On December 19, 2008, the Clean Water Branch issued a conditional Section 401 WQC (*WQC742.FNL.08 (260kb)) for the U.S. Environmental Protection Agency (EPA) Vessel General Permit (VGP) which was issued on December 18, 2008; modified on February 6, 2009; and expires on December 19, 2013.

This conditional Section 401 WQC covers effluent discharges into waters of the State of Hawaii incidental to the normal operation of applicable commercial vessels (operated in a capacity as a means of transportation) and commercial fishing vessels that are eligible for permit coverage under Part 1.2 of the proposed VGP and to be authorized under the provisions of Section 402 of the CWA (33 U.S.C. 1342) for:

(1) Ballast water discharges incidental to normal operations of all commercial vessels including commercial fishing vessels; and
(2) Twenty-seven (27) types of effluent discharges incidental to commercial vessels 79 ft or longer, but not including commercial fishing vessels.

This conditional Section 401 WQC (*WQC742.FNL.08 (260kb)) became effective on December 19, 2008 and shall be valid until December 18, 2013, or until such time as the VGP (*vessel_vgp_permit) is modified, suspended, revoked or reissued or the applicable State Water Quality Standard(s) is revised or modified. If the applicable State Water Quality Standard(s) is revised or modified and the discharge activities comply with the revisions or modifications, this conditional Section 401 WQC shall remain valid until the expiration date.

To view the EPA VGP conditions and requirements, please visit the EPA website at: http://www.epa.gov/npdes/vessels

  • Section 6.7 of the VGP is CWB’s Section 401 WQC requirements.
  • Section10 of the VGP is the NOI requirements.
  • If you have questions regarding EPA VGP, Please contact:

  • EPA Head Quarters: Ms. Deborah Nagle, at telephone No. (202) 564-1185, or at e-mail: Nagle.Deborah@epa.gov.
  • EPA, Region 9: Mr. Eugene Bromley at telephone No. (415) 972-3510, or at e-mail: Bromley.Eugene@epamail.epa.gov
  • To obtain EPA VGP coverage, all Notice of Intent (NOIs) must be completed and filed using the eNOI system at http://www.epa.gov/npdes/vessels/eNOI or send the completed NOI to the Notice Processing Center at EPA Headquarters, EPA Vessel Notice Processing Center, Mail Code 4203M, 1200 Pennsylvania Avenue, NW, Washington, DC 20460

    If you have questions on how to file an eNOI, please contact:

  • EPA Head Quarters: Ms. Jennifer Jackson at telephone No. (202) 564-9129
  • If you have questions regarding registration, changing your email or your account please visit CDX Frequently Asked Questions (https://cdx.epa.gov/SSL/cdx/FAQ.asp) or contact CDX using the following options:

  • Telephone: 888-890-1995 (available M-F 8:00 am to 6:00 pm (EST)).
  • E-mail: Send an e-mail to Technical Support at epacdx@csc.com with “Technical Support” in the Subject line.
  • Fax: 301-429-3905 (responses sent M-F 8:00 am to 6:00 pm (EST)).
  • If you have questions about the eNOI system, check the website (http://www.epa.gov/npdes/vessels) or contact the EPA’s NOI Processing using the following options:

  • Telephone: 866-352-7755 (available M-F 8:00 am to 5:00 pm (EST)).
  • E-mail: Send an e-mail to Technical Support at noi@avanticorporation.com.
  • Webform: Fill out the online form at www.epa.gov/npdes/noicontact.


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